Dodd-Frank is Here to Stay – Is Your Records Management Program Ready?

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank) was signed into law in 2010 to promote the financial stability of the United States by improving accountability and transparency in the financial system.

Dodd-Frank increases the focus on recordkeeping for all business documentation, making it essential for organizations to invest in establishing records management programs, which include recordkeeping policies, practices and technology tools to improve control of their ever-growing enterprise content. Those who do so will be in the best position to adapt quickly to the new rules and regulations.


What you will learn:

  • The impact of Dodd-Frank on recordkeeping
  • Who is affected? It’s not just Financial Services
  • Six steps to assess Dodd-Frank compliance
  • How to prepare for rules yet to come
  • How to utilize your vendors to achieve compliance

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